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Palabra Posted 8 years ago
Grammar
SECregistered / Compliance
What is this term? any help is welcome. Also, what is "compliance " here?
He has extensive experience advising as to SECregistered and exempt capital markets transactions, and counsels registered & exempt investment advisers as to compliance issues.
Top answer
SEC = Securities and Exchange Commission compliance = obedience to the regulations and laws
- SEC = Securities and Exchange Commission compliance = obedience to the regulations and laws
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1 Answers
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SEC = Securities and Exchange Commission
compliance = obedience to the regulations and laws
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